Problem-solving is essential for any organization to improve their processes, products, and services. A3 problem-solving is a structured approach that helps teams identify and analyze the root causes of problems and develop solutions. This paper describes the A3 problem-solving process, its benefits, and how it can be applied in different industries.
Introduction
Problem-solving is a critical activity every organization must undertake to improve its operations and meet its objectives. However, problem-solving can be complex and challenging, especially when dealing with complex issues requiring a systemic approach. A3 problem-solving is a structured problem-solving approach that helps teams identify the root causes of problems, develop solutions, and implement them effectively. This paper provides an overview of the A3 problem-solving process and its benefits.
The A3 Problem-Solving Process The A3 problem-solving process is a structured approach that follows a step-by-step process to identify and solve problems. The process is named after its paper size (A3), a standard paper size used in many countries. The A3 problem-solving process consists of the following steps:
Step 1. Problem Clarification
1.0 Background
- Background information about the situation
- You and your responsibilities
- The scope of the subject/problem
- Why am I tackling this problem, and why is it important?
- Where do the Ideal Situation and Ultimate Goal come from?
- What is the impact on the business?
1.1 Gap Analysis – GAP is visualized
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/Gap-Analysis-GAP-is-clearly-visualized-1024x514.png)
1.2 Problem Statement
Ultimate Goal:
Where do you want to be, e.g. 3-5 yrs? Where does this figure come from?
Ideal Situation:
Where should you be?
Current Situation:
Where are you now?
Problem Statement:
The GAP between the Ideal and Current Situation. How much is this worth?
Step 2. Containment
Containment Activity (5W, 2H):
- What: What is the activity?
- When: When is the start date and timing?
- Where: Where will the activity be done?
- Who: Who will be involved (name, title)?
- Why: What is the purpose of the activity? How: How will it be done?
- How much: What do you expect to achieve?
Ideal Situation
Visualize: Is the Containment working?
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/Visualize-Is-the-Containment-working-1024x875.png)
What actions have you taken during Containment?
Show some of the actions taken, and what have you discovered and learnt from the Containment activity?
- Screenshots
- Photos
What is the impact of Containment on the Gap?
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/What-is-the-impact-of-Containment-on-the-Gap-1024x787.png)
Step 3. Problem Analysis and Breakdown
Breakdown the Current Situation or Gap
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/Breakdown-the-Current-Situation-or-Gap-1024x770.png)
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/Keep-going-until-you-have-broken-the-problem-down-1024x1024.png)
Point of Cause (PoC) – Where is the problem happening?
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/Where-is-the-Problem-happening-1024x473.png)
Point of Cause key points:
- Walk back through the process steps – Go and see for yourself
- Find where the problem happens
- Prove with data
Establish the Direct Causes – What switches the problem ON and OFF?
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/Use-a-Fishbone-Diagram-to-help-structure-Potential-Causes-1024x340.png)
Use data and facts to determine the following:
- What is the problem you are going to tackle?
- When is it happening?
- How is it happening?
- How much of the gap is it contributing to?
Breakdown of critical points:
- Pareto 80:20 rule
- Collect data if you don’t have it
- Use Problem-Solving Tools to analyze the data
- State what the data is telling you!
- Summarise the Problem to Pursue
- A short, simple statement of the problem
- What, Where, When, How, How Much
Direct Causes key points:
- Cause/Effect relationship on the problem
- Light switch test! ON/OFF
- Prove with data or by experiment
- They are the first “Why” in Step 5
Summarise the Direct Cause(s)
- Direct Cause 1
- Direct Cause 2
- How much of the Gap do they represent
Step 4. Target Setting
SMART Target Statement
“By solving the Problem to Pursue by this Date, I will Close the Gap by this much”
Short, simple statement
Always quantify the $, € of the Target and potential look across benefits if initially small.
Visualize your Specific Target Evolution
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/Visualize-your-Specific-Target-Evolution-1024x772.png)
Impact on the Gap
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/Impact-on-the-Gap-1024x449.png)
Step 5. Root Cause Analysis
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/Root-Cause-Analysis-1024x429.png)
Step 6. Develop and Plan Countermeasures
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/Develop-and-Plan-Countermeasures-1024x294.png)
Step 7. Check results
Result vs your Specific Target
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/Result-vs-your-Specific-Target-1024x349.png)
Impact on the Gap
![](https://leanmanufacturing.online/wp-content/uploads/2022/04/Impact-on-the-Gap.-Benefits-Summary-1024x380.png)
Step 8. Standardize and Share
Standardize
- What did you learn?
- What are the next steps/actions?
- Sustainment: Standardise Countermeasures, update Management Routines
- Update EOS process documents, FMEAs, Control Plans, and other documents…
- MUST be actions (what, who, when)
Share
- How will YOU share the learning points?
- Can we apply the result anywhere else inside your area and outside?
- To similar Products, Processes, Departments, Plants, Regions, Divisions…
- How can we leverage the benefit?
- MUST be actions (what, who, when)
Application of A3 Problem-Solving
The A3 problem-solving process can be applied in manufacturing, healthcare, and service industries. For example, the A3 problem-solving process in manufacturing can improve quality, reduce defects, and improve productivity. In healthcare, the A3 problem-solving process can reduce medical errors, improve patient outcomes, and streamline operations. In service industries, the A3 problem-solving process can be used to improve customer satisfaction, reduce costs, and improve service delivery.
Source: Lean Enterprise Academy
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Updated on May 2, 2023
Very good understanding of concepts